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Teacher expectations: the Pygmalion effect

you will bloom

Pygmalion in the Classroom · Robert Rosenthal and Lenore Jacobson, 1968

WhoRobert Rosenthal (Harvard) · Lenore Jacobson (elementary school principal in California)
Whenmid-1960s · report 1966, book 1968 · debated to this day
Size18 classes across 6 grades in one California elementary school · about 20% of pupils randomly named "bloomers" (Rosenthal and Jacobson, 1968)
Verdictreal but small effect, overblown legend · robustness 5 / 10
Reread in 1 minute

Essence

A random "about to bloom" labelAbout 20% of pupils were picked by lot, but teachers believed a test had picked them (Rosenthal and Jacobson, 1968).
8 months later, bigger IQ gainsA gap of about 4 IQ points, almost all in grades 1 and 2 (original data, as summarised by Jussim and Harber, 2005).
18 experiments pooled: smallMean effect d = 0.11, and close to zero once teachers had known pupils for more than 2 weeks (Raudenbush, 1984).
Expectations travel through behaviourWarmer, harder tasks, longer waits for an answer, more detailed feedback (Harris and Rosenthal, 1985).
Not magicBelieving in someone does not make them gifted. Teacher expectations are mostly accurate, based on real information (Jussim and Harber, 2005).
Part 1

The question

If a teacher believes a pupil is about to improve, does the pupil really improve? Today's answer: a little, mostly when the teacher knows nothing else about the child, and far less than the legend of "believe and they become geniuses".

1963–1968The experimentAfter a study with rats, Rosenthal tried it with pupils at Oak School.
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1968–1970Fame and rebuttalPress and educators embraced it. Measurement expert Thorndike called the data broken.
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1984–2005Re-checkingDozens of experiments pooled: the effect is real, small and depends on context.
Part 2

How the experiment worked

Teachers were "fooled" about one detail only: the list of bloomers was actually random.

Four steps. One: all pupils take an IQ test with a fake label, a test said to predict blooming. Two: about 20% of each class are chosen at random. Three: teachers get the list and are told these pupils will make unusual progress. Four: eight months later the test is repeated and the IQ gains of the two groups are compared. 1 · the testreal IQ, fake name:"Harvard Test ofInflected Acquisition" 2 · draw lots ~20% per class 3 · tell teachers"these pupilswill bloom" 4 · 8 months laterretestcompare IQ gains Oak School (a pseudonym), an elementary school in California with many poor pupils. 18 classes, 3 per grade (fast, medium, slow), 6 grades · Rosenthal and Jacobson, 1968 The only difference between the groups: a label in the teachers' heads.
Clever design, shaky measurement. Random assignment is the gold standard. But the IQ test used on young children produced many impossible scores, and that is where the sharpest criticism landed (Part 4).
Part 1

The experiment and the legend

"bright" ratsOak Schoolgrades 1 and 2
Part 2

How expectations travel

4 channelsGolemworkplacefeedback
Part 3

Re-checking

Thorndike18 experimentsaccurate expectationslessons
Part 3

Key concepts

The self-fulfilling prophecy

self-fulfilling prophecyMerton, 1948
A four-step loop: the teacher believes the pupil will do well, treats the pupil differently, the pupil responds by trying harder, and the better result makes the teacher even surer. 1 · expectation"she'll do well" 2 · treated differentlywarmer, harder tasks 3 · the other respondstries harder, surer 4 · result"see, I was right" The loop also runs downhill: think someone is weak, give them fewer chances, they end up weak. Merton's definition: a false belief that makes itself come true
The key word is "false". If an expectation was already accurate, there is nothing left to "fulfil itself". This is the heart of the debate in Part 4.

Four channels of expectation

climate · feedback · input · outputRosenthal, 1973 · Harris and Rosenthal, 1985

Climate

Warmer: smiles, eye contact, nods, a softer voice for people we expect a lot from.

Input

More teaching, harder tasks, more opportunities passed their way.

Output

Asking them more, waiting longer for their answer, giving hints when they are stuck.

Feedback

More specific praise and critique, instead of vague praise or silence.

Harris and Rosenthal (1985) pooled studies of these behaviours: expectations do not travel by telepathy, but through small gestures repeated every day. Climate and input are the clearest channels.

Pygmalion, Golem and Galatea

high · low · self-expectationBabad, Inbar and Rosenthal, 1982

Pygmalion

Others expect a lot, we do better. Named after the sculptor in Greek myth who fell in love with his own statue.

Golem

Others expect little, we do worse. Bias-prone student teachers treated pupils they saw as weak more negatively (26 student teachers, 202 pupils).

Galatea

Our expectations of ourselves. At work, Eden argues this is the route by which a boss's expectations reach results.

Expectations only "take" when the teacher is new to the pupil

credibility of inductionRaudenbush, 1984
Effect on IQ by how many weeks the teacher had known pupils before getting the false information. 0 weeks: d of 0.32 (4 experiments). 1 week: 0.26 (3). 2 weeks: 0.08 (3). More than 2 weeks: minus 0.04 (8). 00.20.4 0.320 weeks4 experiments 0.261 week3 experiments 0.082 weeks3 experiments −0.04over 2 weeks8 experiments d = IQ gap in standard deviations · mean of all 18 experiments: 0.11
False information only weighs something when real information is missing. After a few weeks with the class, teachers trust their own eyes more than the list.

Accurate expectations or created ones?

accuracy vs self-fulfillingJussim and Harber, 2005
Teacher expectations predict pupil achievement. By Jussim and Harber's estimate, about 75% of that predictive power is because teachers guess right, about 25% is self-fulfilling prophecy. ~75% · teachers guess right ~25% · self-fulfilling Why do teacher expectations predict grades? correlation of expectations with achievement: about 0.4–0.8 · experimental effects: about 0.1–0.2 estimate by Jussim and Harber (2005) from naturalistic classroom studies
Most teachers read pupils correctly. The Pygmalion effect is a small layer on a larger base: teachers expect more because pupils are already doing well.

Pygmalion at work

Pygmalion in managementEden and Shani, 1982 · McNatt, 2000 · Eden et al., 2000

Boot camp

Israeli army instructors were told (at random) that some trainees had high command potential. That group scored higher (Eden and Shani, 1982).

17 studies pooled: large

Mean d of 1.13 across 2,874 people, strongest in the military, with men, and with people previously expected to do poorly (McNatt, 2000).

Training bosses to expect more: weak

7 workshop experiments for managers: small mean effect, r = 0.13, little change in bosses or staff (Eden et al., 2000).

Fooling a boss with a fake list works; teaching a boss to "expect more" is much harder. That is why the lessons in Part 6 focus on concrete behaviour, not belief.

Part 4

Evidence: how far can we trust it

10 common claims about the Pygmalion effect, checked against current research. Click each line for the reason.

SOLIDOther people's expectations can affect our results

Rosenthal and Rubin (1978) pooled 345 experiments on interpersonal expectancy effects. Even the strongest critics (Jussim and Harber, 2005) conclude the effect is real. The debate is about size, not existence.

SOLIDExpectations are passed on through everyday behaviour

Harris and Rosenthal (1985) pooled studies on how people with expectations behave: warmer, more teaching, more chances to answer. The mechanism is fairly consistent.

SOLIDTeacher expectations predict grades mainly because teachers read pupils correctly

Expectations correlate with achievement at about 0.4–0.8, while experimental effects are about 0.1–0.2. Jussim and Harber (2005) estimate about 75% accuracy, about 25% self-fulfilling prophecy.

CAUTION"Bloomers" gained more IQ (Rosenthal and Jacobson, 1968)

The overall gap was only about 4 IQ points (12 vs 8), almost all from grade 1 (about 15 points) and grade 2 (about 10 points); other grades showed no difference or the reverse (per Jussim and Harber, 2005). Thorndike (1968) pointed out that one whole class had a mean pre-test IQ in the intellectually disabled range. Snow (1995) found about 35% of scores outside the test's norm range, and the effect vanished without 5 extreme pupils (one went from 17 to 110).

CAUTIONExpectations hit low achievers and stigmatised groups harder

Madon, Jussim and Eccles (1997): effects of about 0.26 for low achievers, 0.08 for high achievers. Jussim and Harber (2005) report similar findings for poor and African American pupils, but only about 2 studies have tested this.

CAUTIONAt work, the Pygmalion effect is very large

McNatt (2000) pooled 17 studies (2,874 people): mean d of 1.13. But most were training courses, many in the military, and effects varied widely. There is little data from ordinary, running companies.

CAUTIONFeedback with "I believe you can meet a high bar" gets people to revise

Yeager et al. (2014), US 7th graders: among African American pupils, 64% turned in a revision with this note vs 27% with standard feedback. Clear result, but in a school, small sample, little tested at work.

CAUTIONLow expectations do harm (the Golem effect)

Babad, Inbar and Rosenthal (1982): bias-prone student teachers treated pupils they saw as weak more negatively, and the gap showed in task performance. Only 26 student teachers, but consistent with later studies.

CRITICISEDIf the teacher believes in you, your IQ shoots up

Raudenbush (1984) pooled 18 IQ experiments: mean d = 0.11; Snow (1995) put the median at just 0.035. The effect is near zero once teachers have known pupils for more than 2 weeks. The "believe and they become geniuses" version in self-help books is an exaggeration.

CRITICISEDJust train bosses to expect more and productivity rises

Eden et al. (2000) ran 7 experiments training managers in a "Pygmalion leadership style": small mean effect (r = 0.13) and little evidence of change in bosses or staff. Eden, the pioneer of workplace Pygmalion research, published this himself.

Part 5

Verdict

Idea that expectations shape results
4/5
Original design and measurement
1.5/5
"Believe and they become geniuses"
1/5
Value of the lesson for managers
4/5
Strengths
  • Random assignment: a real experiment in real classrooms
  • Opened a whole field on expectations and bias
  • The mechanism (4 channels) is easy to understand, observe and fix
Weaknesses
  • The IQ test gave absurd scores for young children
  • Results came only from grades 1 and 2 and a few extreme pupils
  • Later experiments found much smaller effects

A real but small effect, strongest when people are still strangers. Keep the lesson about behaviour, drop the promise of magic.

More: why a weak study became so famous

Pygmalion arrived just as the US was fiercely debating poor and Black pupils' education. The story "if teachers believe, children will thrive" was hopeful and simple, so it spread through the press, education books and later management books.

Thorndike (1968), a measurement specialist, wrote a scathing review: some IQ data could not possibly be right, so every conclusion drawn from them was doubtful. His famous line, paraphrased: when the clock strikes thirteen, you doubt more than the last stroke (paraphrase, not an exact quote). Rosenthal replied that poor measurement makes differences harder to find, so the differences found still mean something.

Dozens of later experiments give a modest picture: the effect is real, usually small, larger for disadvantaged people, and most of the predictive power of expectations comes from people guessing right. It is an early example of what is now called the replication crisis.

Part 6

Lessons: expectations and feedback with colleagues and reports

You do not need to "believe harder". You need to check how you treat people differently across the 4 channels, then even it out.

Four steps for managers: audit your silent expectations of each person; even out the four channels of climate, task assignment, chances to speak and feedback; give feedback as high standard plus belief plus guidance; and pay special attention to a newcomer's first weeks. 1 · auditsilently rate 1–5for each person 2 · even 4 channelshard tasks, airtimefor your "3s" too 3 · "high bar" feedbackhigh bar + belief+ how to fix 4 · first weeksnewcomersexpectations form early Expectations must be genuine and grounded. People spot fake praise.
Step 4 rests on Raudenbush (1984): expectations weigh most when there is no other information. At work, that means a newcomer's first weeks, or when you have just taken over a team.

In meetings

Ask the quiet person first, wait a few more seconds for their answer, do not jump to "the one with ideas". That is the "output" channel.

When assigning work

Rotate the hard tasks, the client meetings, the chance to present to senior leaders. Keep a note of who got what this quarter.

In feedback emails

"I'm giving detailed comments because this needs to meet a high bar, and I'm confident you can. Three things to fix: …" High bar, belief, concrete guidance.
Audit your silent labelsWho on your team have you boxed in as weak? On what evidence, since when?
Even-handed, not blind faithTreat everyone evenly; update expectations on real results.
Give feedback with a good reasonSay why you are commenting: a high bar and belief in them.
Expectations are not magic. They are how we behave, repeated every day.Mark's summary of Harris and Rosenthal (1985) and Jussim and Harber (2005), not a quote.
Part 7

Read next

Rosenthal and Jacobson, Pygmalion in the Classroom (1968)The original book. Read the design, then Thorndike's review from the same year.
Jussim and Harber, "Teacher expectations and self-fulfilling prophecies" (2005)The most balanced review: what is settled, what is still argued.
Dov Eden, Pygmalion in Management (1990)Brings Pygmalion into the workplace, from the researcher behind the Israeli army studies.
Carol Dweck, MindsetA related idea: beliefs about ability. Also over-read. Volume 2 of the book corner.
Part 8

Sources

Every number in the article, the Facebook slides and captions comes from the studies below.

Merton (1948)“The self-fulfilling prophecy”, The Antioch Review 8(2), 193–210 · Used for: definition of the self-fulfilling prophecy
Rosenthal and Fode (1963)“The effect of experimenter bias on the performance of the albino rat”, Behavioral Science 8(3), 183–189 · Used for: rats labelled "bright" ran the maze better than rats labelled "dull"
Rosenthal and Jacobson (1968)book Pygmalion in the Classroom: Teacher Expectation and Pupils’ Intellectual Development, Holt, Rinehart and Winston (early report: Psychological Reports 19, 1966, 115–118) · Used for: 18 classes, 6 grades, about 20% chosen at random, retest after 8 months, fake test name
Thorndike (1968)review of Pygmalion in the Classroom, American Educational Research Journal 5(4), 708–711 · Used for: critique of the test; one class's mean IQ in the intellectually disabled range
Rosenthal and Rubin (1978)“Interpersonal expectancy effects: the first 345 studies”, Behavioral and Brain Sciences 1(3), 377–386 · Used for: 345 studies of expectancy effects
Babad, Inbar and Rosenthal (1982)“Pygmalion, Galatea, and the Golem”, Journal of Educational Psychology 74(4), 459–474 · Used for: 26 student teachers, 202 pupils; the Golem effect
Eden and Shani (1982)“Pygmalion goes to boot camp”, Journal of Applied Psychology 67(2), 194–199 · Used for: Israeli army trainees randomly labelled "high potential" scored higher
Raudenbush (1984)“Magnitude of teacher expectancy effects on pupil IQ as a function of the credibility of expectancy induction: a synthesis of findings from 18 experiments”, Journal of Educational Psychology 76(1), 85–97 · Used for: 18 experiments, mean d 0.11; by weeks of prior contact: 0.32 (0), 0.26 (1), 0.08 (2), −0.04 (more than 2)
Harris and Rosenthal (1985)“Mediation of interpersonal expectancy effects: 31 meta-analyses”, Psychological Bulletin 97(3), 363–386 · Used for: behaviours that carry expectations (Rosenthal's 1973 four-factor model)
Snow (1995)“Pygmalion and intelligence?”, Current Directions in Psychological Science 4(6), 169–171 · Used for: about 35% of scores outside the 60–160 norm range; 5 extreme pupils (17 to 110, 18 to 122…); median effect 0.035
Madon, Jussim and Eccles (1997)“In search of the powerful self-fulfilling prophecy”, Journal of Personality and Social Psychology 72(4), 791–809 · Used for: effect 0.26 for low achievers, 0.08 for high achievers
McNatt (2000)“Ancient Pygmalion joins contemporary management: a meta-analysis of the result”, Journal of Applied Psychology 85(2), 314–322 · Used for: 17 studies, 2,874 people, mean d 1.13; stronger in the military, with men, with people expected to do poorly
Eden et al. (2000)“Implanting Pygmalion leadership style through workshop training: seven field experiments”, The Leadership Quarterly 11(2), 171–210 · Used for: 7 experiments, 61 effects, mean r 0.13
Jussim and Harber (2005)“Teacher expectations and self-fulfilling prophecies: knowns and unknowns, resolved and unresolved controversies”, Personality and Social Psychology Review 9(2), 131–155 · Used for: summary of the 1968 data (12 vs 8 points, gap ~4, d ≈ 0.30; grade 1 ~15, grade 2 ~10); typical effect r 0.1–0.2; expectation correlations 0.4–0.8; ~75% accuracy, ~25% self-fulfilling
Yeager et al. (2014)“Breaking the cycle of mistrust: wise interventions to provide critical feedback across the racial divide”, Journal of Experimental Psychology: General 143(2), 804–824 · Used for: African American 7th graders revised 64% vs 27%